Vipul Mahendra Panchal

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Significant risk taker or Material risk taker (since 13 Jul 2021)
    • [FCA CF] Material risk taker (since 13 Jul 2021)
    • [FCA CF] Client dealing (since 29 Oct 2020)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Algorithmic trading (19 Sep 2019 to 4 Feb 2020)
    • [FCA CF] Manager of certification employee (28 Aug 2018 to 17 Jul 2020)
    • [FCA CF] Client dealing (7 Sep 2016 to 17 Jul 2020)
    • CF30 Customer (1 Nov 2007 to 23 Nov 2015)
    • CF21 Investment Adviser (28 Nov 2006 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (24 Feb 2016 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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