Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 5 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 5 Sep 2024)
    • [FCA CF] Material risk taker (since 5 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 5 Sep 2024)
    • [FCA CF] Material risk taker (since 5 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 5 Sep 2024)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 21 Dec 2022)
    • [FCA CF] Material risk taker (since 21 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 21 Dec 2022)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • SMF22 Other Local Responsibility (9 Mar 2022 to 8 Sep 2022)
    • [FCA CF] Significant management (5 Mar 2019 to 27 Feb 2020)
    • [FCA CF] Manager of certification employee (10 Feb 2017 to 8 Sep 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 8 Sep 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (4 May 2006 to 20 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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