Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 7 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2021)
    • CF30 Customer (17 Sep 2015 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (20 Jun 2014 to 25 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.