Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 7 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 7 Mar 2021)
- CF30 Customer (17 Sep 2015 to 8 Dec 2019)
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- CF30 Customer (20 Jun 2014 to 25 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.