Vineet Sood

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mercer Limited
FRN 121935
- [FCA CF] Client dealing (since 18 Aug 2023)
Spence & Partners Limited (no longer approved here)
FRN 195668
- [FCA CF] Client dealing (10 Sep 2020 to 30 Jun 2023)
- [FCA CF] Functions requiring qualifications (10 Sep 2020 to 30 Jun 2023)
Capita Pension Solutions Limited (no longer approved here)
FRN 142484
- CF30 Customer (4 May 2012 to 22 Apr 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.