Vindell O'Nell Watson

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gardner Financial Management Ltd

    FRN 732088

    • (1)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (2)[FCA CF] Client dealing (since 25 Jul 2024)
    • (3)[FCA CF] Functions requiring qualifications (since 25 Jul 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Nov 2023)
    • CF21 Investment Adviser (1 Jun 2005 to 23 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Functions requiring qualifications at Gardner Financial Management Ltd

  2. controlled function removed: 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at Gardner Financial Management Ltd

  3. controlled function removed: [FCA CF] Client dealing at Gardner Financial Management Ltd

  4. controlled function added: (1)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at Gardner Financial Management Ltd

  5. controlled function added: (2)[FCA CF] Client dealing at Gardner Financial Management Ltd

  6. controlled function added: (3)[FCA CF] Functions requiring qualifications at Gardner Financial Management Ltd