Vincent Wouter Nobel

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Hermes Investment Management Ltd
FRN 150000
- [FCA CF] Client dealing (since 1 Mar 2020)
- [FCA CF] Material risk taker (since 1 Mar 2020)
- [FCA CF] Manager of certification employee (since 1 Mar 2020)
- CF30 Customer (22 Feb 2018 to 8 Dec 2019)
M&G Alternatives Investment Management Limited (no longer approved here)
FRN 122011
- CF30 Customer (26 Feb 2014 to 12 Nov 2014)
M&G Investment Management Limited (no longer approved here)
FRN 119328
- CF30 Customer (6 Jul 2012 to 12 Nov 2014)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (1 Nov 2007 to 6 Jun 2008)
- CF21 Investment Adviser (4 Dec 2004 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.