Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (10 Aug 2022 to 17 Oct 2024)
- [FCA CF] Material risk taker (13 Jul 2021 to 17 Oct 2024)
- [PRA CF] Significant risk taker or Material risk taker (13 Jul 2021 to 17 Oct 2024)
- [FCA CF] Client dealing (7 Mar 2016 to 15 Feb 2024)
- CF30 Customer (13 Oct 2010 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (10 Aug 2022 to 17 Oct 2024)
- [FCA CF] Material risk taker (13 Jul 2021 to 17 Oct 2024)
- [PRA CF] Significant risk taker or Material risk taker (13 Jul 2021 to 17 Oct 2024)
- [FCA CF] Client dealing (7 Mar 2016 to 15 Feb 2024)
- CF30 Customer (13 Oct 2010 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (10 Aug 2022 to 15 Feb 2024)
- [PRA CF] Significant risk taker or Material risk taker (13 Jul 2021 to 17 Oct 2024)
- [FCA CF] Material risk taker (13 Jul 2021 to 17 Oct 2024)
- [FCA CF] Client dealing (2 Aug 2016 to 15 Feb 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.