Vincent Throp

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vincent Throp Limited

    FRN 1023335

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 20 Aug 2025)
    • Responsibility for MCD Intermediation (since 20 Aug 2025)
    • Responsible for Insurance Distribution (since 20 Aug 2025)
    • SMF3 Executive Director (since 20 Aug 2025)
    • [FCA CF] Client dealing (since 20 Aug 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Aug 2025)
    • CF1 Director (AR) (16 May 2018 to 18 Aug 2025)
    • CF30 Customer (1 Nov 2007 to 18 Aug 2025)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Vincent Throp Limited (no longer approved here)

    FRN 216567

    • Employed By (1 Dec 2001 to 18 Aug 2025)

Recent activity

Updates to this individual's record on the FCA register.

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