Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (27 Jun 2018 to 11 Nov 2020)
- [FCA CF] Material risk taker (5 Jul 2017 to 11 Nov 2020)
- [FCA CF] Client dealing (22 May 2017 to 11 Nov 2020)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (28 Feb 2003 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (27 Jun 2018 to 11 Nov 2020)
- [FCA CF] Material risk taker (5 Jul 2017 to 11 Nov 2020)
- [FCA CF] Client dealing (22 May 2017 to 11 Nov 2020)
- CF30 Customer (10 Dec 2015 to 6 Mar 2016)
- CF21 Investment Adviser (28 Feb 2003 to 8 Aug 2005)
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- [FCA CF] Manager of certification employee (27 Jun 2018 to 11 Nov 2020)
- [FCA CF] Material risk taker (5 Jul 2017 to 11 Nov 2020)
- [FCA CF] Client dealing (22 May 2017 to 11 Nov 2020)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.