Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (27 Jun 2018 to 11 Nov 2020)
    • [FCA CF] Material risk taker (5 Jul 2017 to 11 Nov 2020)
    • [FCA CF] Client dealing (22 May 2017 to 11 Nov 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (28 Feb 2003 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (27 Jun 2018 to 11 Nov 2020)
    • [FCA CF] Material risk taker (5 Jul 2017 to 11 Nov 2020)
    • [FCA CF] Client dealing (22 May 2017 to 11 Nov 2020)
    • CF30 Customer (10 Dec 2015 to 6 Mar 2016)
    • CF21 Investment Adviser (28 Feb 2003 to 8 Aug 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (27 Jun 2018 to 11 Nov 2020)
    • [FCA CF] Material risk taker (5 Jul 2017 to 11 Nov 2020)
    • [FCA CF] Client dealing (22 May 2017 to 11 Nov 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.