Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Nov 2007 to 10 Mar 2009)
    • CF21 Investment Adviser (5 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jun 2006 to 5 Jul 2007)
  • Alpha Financial Associates Ltd (no longer approved here)

    FRN 210135

    • (11)Employed By (1 Jun 2006 to 10 Mar 2009)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (3 Jun 2005 to 18 May 2006)
    • CF22 Investment Adviser (Trainee) (1 Jun 2005 to 3 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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