Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sammon Mortgage Management Limited
FRN 515376
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 5 Dec 2025)
- [FCA CF] Functions requiring qualifications (since 20 Dec 2022)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 19 Oct 2016)
- Responsible for Insurance Mediation (19 May 2010 to 30 Sep 2018)
- CF11 Money Laundering Reporting (19 May 2010 to 8 Dec 2019)
- CF10 Compliance Oversight (19 May 2010 to 8 Dec 2019)
- CF1 Director (19 May 2010 to 8 Dec 2019)
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Ask Ladder Ltd
FRN 827407
- Employed By (since 5 Dec 2025)
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- CF30 Customer (8 Jul 2011 to 31 Jan 2012)
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- (1)Employed By (8 Jul 2011 to 31 Jan 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.