Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Seabury Securities (UK) Limited
FRN 577483
- SMF3 Executive Director (since 8 Oct 2024)
- SMF16 Compliance Oversight (since 25 Jun 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jun 2021)
-
- CF30 Customer (17 Aug 2010 to 1 Feb 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.