Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 13 Feb 2023)
    • Responsibility for MCD Intermediation (since 13 Feb 2023)
    • Responsible for Insurance Distribution (since 13 Feb 2023)
    • SMF1 Chief Executive (since 13 Feb 2023)
    • SMF16 Compliance Oversight (since 13 Feb 2023)
  • JLM MORTGAGE NETWORK LTD (no longer approved here)

    FRN 300629

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Feb 2023)
    • CF2 Non Executive Director (AR) (27 Apr 2019 to 8 May 2019)
    • CF1 Director (AR) (22 Sep 2014 to 11 Feb 2023)
    • CF30 Customer (17 Sep 2014 to 17 Nov 2014)
  • Vincent Burch Ltd (no longer approved here)

    FRN 631203

    • Employed By (17 Sep 2014 to 11 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

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