Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (26 May 2021 to 16 Nov 2021)
    • [FCA CF] Functions requiring qualifications (8 May 2019 to 25 Oct 2020)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Functions requiring qualifications (23 Aug 2016 to 8 May 2019)
    • [FCA CF] Manager of certification employee (23 Aug 2016 to 17 Mar 2021)
    • CF30 Customer (12 Nov 2008 to 20 Sep 2012)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 19 Nov 2007)
    • CF21 Investment Adviser (18 Apr 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Jan 2003 to 18 Apr 2005)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (18 Apr 2005 to 26 Sep 2005)
    • CF22 Investment Adviser (Trainee) (9 Jan 2003 to 18 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.