Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Manager of certification employee (26 May 2021 to 16 Nov 2021)
- [FCA CF] Functions requiring qualifications (8 May 2019 to 25 Oct 2020)
-
- [FCA CF] Functions requiring qualifications (23 Aug 2016 to 8 May 2019)
- [FCA CF] Manager of certification employee (23 Aug 2016 to 17 Mar 2021)
- CF30 Customer (12 Nov 2008 to 20 Sep 2012)
-
- CF30 Customer (1 Nov 2007 to 19 Nov 2007)
- CF21 Investment Adviser (18 Apr 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (9 Jan 2003 to 18 Apr 2005)
-
- CF21 Investment Adviser (18 Apr 2005 to 26 Sep 2005)
- CF22 Investment Adviser (Trainee) (9 Jan 2003 to 18 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.