Vincent Lavocat

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc

    FRN 223304

    • [FCA CF] Manager of certification employee (since 23 Sep 2024)
    • [FCA CF] Client dealing (since 23 Sep 2024)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Manager of certification employee (30 May 2024 to 31 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
    • CF30 Customer (19 Oct 2016 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (3 Sep 2010 to 6 Mar 2016)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (1 Dec 2009 to 16 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.