Vincent Kwan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 3 Feb 2021)
    • CF30 Customer (since 3 Feb 2021)
    • [FCA CF] Client dealing (6 Jul 2020 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (6 Jul 2020 to 31 Mar 2021)
    • CF30 Customer (10 Jun 2015 to 8 Dec 2019)
  • VK Financial Planning LTD

    FRN 939696

    • (2)Employed By (since 3 Feb 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF22 Investment Adviser (Trainee) (27 Mar 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (17 Nov 2004 to 2 Mar 2007)
    • CF22 Investment Adviser (Trainee) (27 Jan 2004 to 17 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.