Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (10 Sep 2021 to 23 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (10 Sep 2021 to 23 Aug 2023)
    • [FCA CF] Manager of certification employee (13 Jul 2018 to 23 Aug 2023)
    • [FCA CF] Client dealing (13 Jul 2018 to 23 Aug 2023)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (10 Sep 2021 to 23 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (10 Sep 2021 to 23 Aug 2023)
    • [FCA CF] Manager of certification employee (13 Jul 2018 to 23 Aug 2023)
    • [FCA CF] Client dealing (13 Jul 2018 to 23 Aug 2023)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (10 Sep 2021 to 23 Aug 2023)
    • [FCA CF] Material risk taker (10 Sep 2021 to 23 Aug 2023)
    • [FCA CF] Client dealing (13 Jul 2018 to 23 Aug 2023)
    • [FCA CF] Manager of certification employee (13 Jul 2018 to 23 Aug 2023)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (24 Feb 2009 to 26 Apr 2011)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Oct 2008 to 12 Jan 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.