Vincent James Fegan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Belisarius Wealth Management Limited

    FRN 514817

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 3 Mar 2021)
    • [FCA CF] Client dealing (since 3 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (1 Apr 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2010 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Apr 2010 to 30 Sep 2018)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF1 Director (AR) (1 Oct 2008 to 31 Mar 2010)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
    • CF24 Pension Transfer Specialist (1 Nov 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Nov 2005 to 31 Oct 2007)
  • Belisarius Wealth Management Ltd (no longer approved here)

    FRN 489250

    • Employed By (1 Oct 2008 to 31 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

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