Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 6 Oct 2016)
    • [FCA CF] Manager of certification employee (since 6 Oct 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Manager of certification employee (since 6 Oct 2016)
    • [FCA CF] Client dealing (since 6 Oct 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 22 Jun 2018)
    • [FCA CF] Material risk taker (since 22 Jun 2018)
    • [FCA CF] Client dealing (since 6 Oct 2016)
    • [FCA CF] Manager of certification employee (since 6 Oct 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 13 Jan 2010)
    • CF21 Investment Adviser (12 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Oct 2005 to 11 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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