Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Client dealing (8 Sep 2020 to 18 Jul 2021)
    • [FCA CF] Material risk taker (9 May 2017 to 17 Aug 2020)
    • CF30 Customer (1 Jun 2011 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (9 May 2017 to 18 Jul 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Jul 2021)
    • CF30 Customer (1 Jun 2011 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (9 May 2017 to 18 Jul 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Jul 2021)
    • CF30 Customer (1 Jun 2011 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 13 Feb 2008)
    • CF21 Investment Adviser (12 Nov 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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