Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ACUITY PROFESSIONAL ADVISERS LTD (no longer approved here)

    FRN 464072

    • CF30 Customer (27 Aug 2014 to 29 Jul 2015)
  • THROGMORTON PRIVATE CAPITAL LIMITED (no longer approved here)

    FRN 431157

    • CF30 Customer (23 Apr 2012 to 30 Sep 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 23 Mar 2012)
    • CF21 Investment Adviser (6 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Feb 2005 to 6 Feb 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (28 Jun 2004 to 10 Feb 2005)
    • CF22 Investment Adviser (Trainee) (17 May 2002 to 28 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.