Vincent Andrew Lane

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HFMC Wealth Limited

    FRN 192999

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 13 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 13 Feb 2024)
  • R&S Associates Financial Planning Limited

    FRN 827417

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 6 Mar 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Mar 2023)
    • CF1 Director (3 Jun 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jun 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jun 2019 to 8 Dec 2019)
    • CF30 Customer (3 Jun 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (3 Jun 2019 to 6 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

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