Vincent Abraham Brown

• True Potential Wealth Management LLP

  FRN 529810

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 19 Jan 2023)
  • [FCA CF] Client dealing (since 19 Jan 2023)
  • CF30 Customer (5 Nov 2010 to 18 Nov 2010)
• AFH Independent Financial Services Limited (no longer approved here)

  FRN 216704

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Dec 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 21 Dec 2022)
  • CF30 Customer (15 May 2018 to 8 Dec 2019)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF1 Director (AR) (2 Jul 2014 to 2 May 2017)
  • CF30 Customer (13 Dec 2011 to 2 May 2017)
  • CF4 Partner (AR) (13 Dec 2011 to 2 Jul 2014)
• Attivo Financial Planning Limited (no longer approved here)

  FRN 451967

  • Employed By (16 Jul 2008 to 26 Feb 2010)
• Chase de Vere Independent Financial Advisers limited (no longer approved here)

  FRN 137914

  • CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2007)
• Redcliffe Associates Independent Financial Advisers Limited (no longer approved here)

  FRN 192404

  • Employed By (1 Jul 2000 to 20 Apr 2004)

No changes recorded yet.