Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evercore ISI International Limited (no longer approved here)

    FRN 575376

    • CF10 Compliance Oversight (11 Jun 2013 to 31 Oct 2014)
    • CF11 Money Laundering Reporting (11 Jun 2013 to 31 Oct 2014)
    • CF3 Chief Executive (11 Jun 2013 to 31 Oct 2014)
    • CF1 Director (2 Jul 2012 to 31 Oct 2014)
    • CF30 Customer (2 Jul 2012 to 18 Apr 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.