Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [PRA CF] Managing a material risk taker (since 29 Sep 2023)
- [FCA CF] Manager of certification employee (since 24 Aug 2021)
- [FCA CF] Material risk taker (since 13 Jul 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 13 Jul 2021)
- [FCA CF] Client dealing (since 10 Oct 2019)
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- [FCA CF] Client dealing (5 May 2016 to 9 Jul 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.