Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Managing a material risk taker (since 29 Sep 2023)
    • [FCA CF] Manager of certification employee (since 24 Aug 2021)
    • [FCA CF] Material risk taker (since 13 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Jul 2021)
    • [FCA CF] Client dealing (since 10 Oct 2019)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • [FCA CF] Client dealing (5 May 2016 to 9 Jul 2019)

Recent activity

Updates to this individual's record on the FCA register.

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