Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 21 Jul 2022)
  • Wealthmax Financial Advisers Limited (no longer approved here)

    FRN 766509

    • [FCA CF] Client dealing (6 Sep 2021 to 12 Aug 2022)
    • [FCA CF] Functions requiring qualifications (6 Sep 2021 to 12 Aug 2022)
    • [FCA CF] Material risk taker (6 Sep 2021 to 12 Aug 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (16 Dec 2020 to 4 Jun 2021)
    • CF30 Customer (16 Nov 2020 to 4 Jun 2021)
  • Kalon Financial Ltd (no longer approved here)

    FRN 929444

    • (8)Employed By (16 Nov 2020 to 4 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

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