Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 6 Oct 2025)
    • CF30 Customer (1 Nov 2007 to 6 Aug 2008)
    • CF26 Customer Trading (28 Apr 2004 to 31 Oct 2007)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • CF26 Customer Trading (9 Nov 2004 to 13 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.