Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 19 Dec 2025)
    • [FCA CF] Client dealing (since 17 Dec 2024)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Material risk taker (13 Nov 2020 to 1 Sep 2021)
    • [FCA CF] Client dealing (13 Nov 2020 to 1 Sep 2021)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2021)
    • CF30 Customer (8 May 2017 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (2 Jul 2019 to 1 Sep 2021)
    • [FCA CF] Client dealing (8 May 2017 to 1 Sep 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (2 Jul 2019 to 1 Sep 2021)
    • [FCA CF] Client dealing (8 May 2017 to 1 Sep 2021)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (19 Mar 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.