Vikram Soni

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Material risk taker (since 23 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 23 Aug 2024)
    • [FCA CF] Manager of certification employee (9 Nov 2023 to 30 Apr 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Apr 2024)
    • CF30 Customer (15 Nov 2007 to 6 Mar 2016)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 23 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 23 Aug 2024)
    • [FCA CF] Manager of certification employee (9 Nov 2023 to 30 Apr 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Apr 2024)
    • CF30 Customer (28 Sep 2010 to 6 Mar 2016)
  • Citibank Europe plc

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (since 23 Aug 2024)
    • [FCA CF] Material risk taker (since 23 Aug 2024)
    • [FCA CF] Manager of certification employee (9 Nov 2023 to 30 Apr 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Apr 2024)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (5 Jun 2003 to 16 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.