Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley Investment Management Limited
FRN 121920
- [FCA CF] Material risk taker (since 3 Dec 2024)
- [FCA CF] Significant management (since 3 Dec 2024)
- [FCA CF] Client dealing (since 7 Mar 2020)
- [FCA CF] Manager of certification employee (since 7 Mar 2020)
- CF30 Customer (19 Aug 2015 to 8 Dec 2019)
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- CF21 Investment Adviser (12 Jul 2005 to 22 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.