Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • [FCA CF] Manager of certification employee (14 Jan 2025 to 31 Dec 2025)
    • [FCA CF] Material risk taker (5 Oct 2020 to 8 Jul 2022)
    • [FCA CF] Client dealing (5 Oct 2020 to 31 Dec 2025)
    • CF30 Customer (18 Dec 2015 to 8 Dec 2019)
  • JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 171847

    • [FCA CF] Manager of certification employee (14 Jan 2025 to 31 Dec 2025)
    • [FCA CF] Client dealing (1 Jan 2021 to 31 Dec 2025)
    • [FCA CF] Material risk taker (1 Jan 2021 to 8 Jul 2022)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (22 Mar 2011 to 19 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

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