Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 1 Nov 2019)
- [FCA CF] Functions requiring qualifications (since 1 Nov 2019)
- [FCA CF] Manager of certification employee (since 1 Nov 2019)
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- CF30 Customer (1 Nov 2007 to 1 Sep 2008)
- CF21 Investment Adviser (5 Dec 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (29 Jun 2006 to 5 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.