Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 1 Nov 2019)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2019)
    • [FCA CF] Manager of certification employee (since 1 Nov 2019)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
    • CF21 Investment Adviser (5 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Jun 2006 to 5 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.