Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 27 Mar 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Functions requiring qualifications (26 Sep 2016 to 26 Mar 2023)
    • CF30 Customer (1 Nov 2007 to 1 Jan 2011)
    • CF22 Investment Adviser (Trainee) (15 Feb 2007 to 31 Oct 2007)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF22 Investment Adviser (Trainee) (24 Jul 2006 to 26 Feb 2007)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (82)Employed By (19 Jul 2006 to 26 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

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