Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of Scotland plc
FRN 169628
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 27 Mar 2023)
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- [FCA CF] Functions requiring qualifications (26 Sep 2016 to 26 Mar 2023)
- CF30 Customer (1 Nov 2007 to 1 Jan 2011)
- CF22 Investment Adviser (Trainee) (15 Feb 2007 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (24 Jul 2006 to 26 Feb 2007)
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- (82)Employed By (19 Jul 2006 to 26 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.