Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mortgagez Limited
FRN 828291
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Manager of certification employee (since 11 May 2020)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 4 Apr 2019)
- Responsible for Insurance Distribution (since 4 Apr 2019)
- CF1 Director (4 Apr 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (4 Apr 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.