Vijay Singh Sagu

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 30 Sep 2024)
- CF30 Customer (since 11 Sep 2024)
Vijay Sagu
FRN 1018150
- Employed By (since 11 Sep 2024)
Fairstone Financial Management Limited (no longer approved here)
FRN 475973
- [FCA CF] Client dealing (10 Jul 2023 to 29 Aug 2024)
- [FCA CF] Functions requiring qualifications (10 Jul 2023 to 29 Aug 2024)
Countrywide Principal Services Limited (no longer approved here)
FRN 301684
- [FCA CF] Functions requiring qualifications (21 Mar 2022 to 27 Apr 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.