Vijay Marcos Kawauchi Ralhan

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Significant management (since 16 Dec 2024)
    • [FCA CF] Manager of certification employee (since 3 Feb 2020)
    • [FCA CF] Material risk taker (since 24 Feb 2017)
    • [FCA CF] Client dealing (since 24 Feb 2017)
    • [FCA CF] Significant management (5 Mar 2019 to 27 Feb 2020)
    • CF30 Customer (28 Apr 2011 to 18 Oct 2013)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Manager of certification employee (since 3 Feb 2020)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
  • Bank of America Europe DAC (no longer approved here)

    FRN 989014

    • [FCA CF] Significant management (16 Dec 2024 to 5 Feb 2025)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (19 Jul 2010 to 28 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.