Vijay Kumar Desai

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • P S D FINANCIAL SERVICES LTD.

    FRN 982592

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 16 Mar 2023)
    • [FCA CF] Client dealing (since 16 Mar 2023)
    • SMF3 Executive Director (since 14 Mar 2023)
    • Responsibility for MCD Intermediation (since 14 Mar 2023)
    • Responsible for Insurance Distribution (since 14 Mar 2023)
    • SMF16 Compliance Oversight (since 14 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Mar 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (19 Nov 2012 to 22 Sep 2022)
    • CF1 Director (AR) (19 Nov 2012 to 22 Sep 2022)
  • PSD Financial Services Limited (no longer approved here)

    FRN 182493

    • Employed By (1 Oct 1998 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.