Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF30 Customer (since 9 Mar 2024)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (23 Oct 2014 to 9 Jun 2017)
-
Apollo Private Wealth Ltd
FRN 776254
- (3)Employed By (since 9 Mar 2024)
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Oct 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 20 Oct 2023)
- CF30 Customer (10 May 2018 to 8 Dec 2019)
-
- CF30 Customer (12 Sep 2017 to 1 Apr 2018)
-
- (79)Employed By (12 Sep 2017 to 1 Apr 2018)
-
- Employed By (21 Oct 2016 to 9 Jun 2017)
-
- Employed By (17 Oct 2014 to 21 Oct 2016)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at Apollo Private Wealth Ltd
-
controlled function added: (3)Employed By at Apollo Private Wealth Ltd