Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
- CF30 Customer (8 Nov 2017 to 8 Dec 2019)
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- CF30 Customer (18 Jun 2014 to 6 Jan 2016)
- CF21 Investment Adviser (14 Aug 2006 to 3 Jul 2007)
- CF22 Investment Adviser (Trainee) (23 Sep 2004 to 14 Aug 2006)
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- Employed By (14 Feb 2013 to 8 Dec 2019)
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- CF30 Customer (27 Dec 2012 to 14 Mar 2014)
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- Employed By (5 Oct 2011 to 14 Mar 2014)
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- CF30 Customer (28 May 2010 to 2 Sep 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.