Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SMBC Bank International plc
FRN 223304
- [FCA CF] Client dealing (since 30 Oct 2023)
- [FCA CF] Manager of certification employee (since 30 Oct 2023)
- [PRA CF] Significant risk taker or Material risk taker (30 Dec 2023 to 7 Oct 2024)
- [FCA CF] Material risk taker (30 Oct 2023 to 7 Oct 2024)
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- [FCA CF] Manager of certification employee (30 Oct 2023 to 17 Apr 2026)
- [FCA CF] Client dealing (30 Oct 2023 to 17 Apr 2026)
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- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2022 to 9 Oct 2023)
- [FCA CF] Manager of certification employee (16 Jul 2020 to 9 Oct 2023)
- [FCA CF] Client dealing (25 Oct 2018 to 9 Oct 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.