Victoria Lodge

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International

    FRN 142888

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 15 Jan 2025)
    • [FCA CF] Manager of certification employee (since 31 Dec 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 10 Dec 2024)
    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 23 Mar 2012)
    • CF21 Investment Adviser (2 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.