Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 16 Nov 2016)
    • [FCA CF] Manager of certification employee (since 16 Nov 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 16 Nov 2016)
    • [PRA CF] Managing a material risk taker (17 Feb 2025 to 14 Apr 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (2 Jun 2005 to 31 Oct 2007)
    • [PRA CF] Significant risk taker or Material risk taker (since 21 Jan 2019)
    • [PRA CF] Managing a material risk taker (14 Nov 2023 to 21 May 2024)
    • [FCA CF] Manager of certification employee (21 Jan 2019 to 20 Jun 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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