Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 7 Jan 2020)
    • CF29 Significant management (20 Dec 2016 to 8 Dec 2019)
    • CF30 Customer (21 Apr 2014 to 8 Dec 2019)
    • SMF3 Executive Director (since 7 Jan 2020)
    • CF29 Significant management (20 Dec 2016 to 8 Dec 2019)
    • CF30 Customer (21 Apr 2014 to 8 Dec 2019)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF29 Significant management (20 Dec 2016 to 23 Oct 2017)
    • CF30 Customer (21 Apr 2014 to 23 Oct 2017)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF29 Significant management (20 Dec 2016 to 22 Oct 2019)
    • CF30 Customer (21 Apr 2014 to 15 Mar 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (21 Sep 2010 to 30 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.