Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF30 Customer (since 20 Feb 2023)
    • CF1 Director (AR) (since 20 Feb 2023)
    • (2)Employed By (since 20 Feb 2023)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (7 Dec 2017 to 8 Mar 2019)
    • [FCA CF] Material risk taker (13 Nov 2017 to 20 Jan 2021)
    • [FCA CF] Client dealing (13 Nov 2017 to 20 Jan 2021)
    • CF21 Investment Adviser (1 Dec 2001 to 24 Nov 2003)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (17 May 2017 to 20 Jan 2021)
    • [FCA CF] Manager of certification employee (20 Sep 2016 to 8 Mar 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 20 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (20 Sep 2016 to 8 Mar 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 20 Jan 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 20 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.