Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 16 Jan 2024)
- CF1 Director (AR) (since 21 Nov 2023)
- CF30 Customer (since 21 Nov 2023)
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Mainey & Associates Wealth Management Limited
FRN 1005359
- (1)Employed By (since 21 Nov 2023)
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- [FCA CF] Functions requiring qualifications (15 Jun 2022 to 12 Dec 2023)
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- CF30 Customer (18 Apr 2008 to 16 Oct 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.