Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Independent Financial Advice Centre (Glasgow) Limited (no longer approved here)

    FRN 604988

    • CF11 Money Laundering Reporting (18 Nov 2016 to 9 Apr 2018)
    • CF30 Customer (18 Nov 2016 to 7 Aug 2018)
    • CF1 Director (24 Apr 2014 to 24 Jul 2014)
    • CF10 Compliance Oversight (24 Apr 2014 to 24 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.