Victoria Elisabeth Moses

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

OMNI - FINANCIAL LTD (no longer approved here)
FRN 737468
- Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 22 Mar 2021)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF21 Investment Adviser (30 Aug 2002 to 23 Dec 2002)
- CF22 Investment Adviser (Trainee) (8 Jul 2002 to 30 Aug 2002)
DPK Financial Services Limited (no longer approved here)
FRN 170074
- (5)Employed By (8 Jul 2002 to 23 Dec 2002)
Secure Financial Planning Ltd (no longer approved here)
FRN 188117
- (2)Employed By (11 Jul 2001 to 23 Dec 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.