Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 16 Jul 2025)
    • [FCA CF] Client dealing (since 16 Jul 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Functions requiring qualifications (4 Nov 2024 to 22 Jun 2025)
    • [FCA CF] Client dealing (4 Nov 2024 to 22 Jun 2025)
    • [FCA CF] Manager of certification employee (4 Nov 2024 to 29 Jan 2025)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF30 Customer (25 Jul 2008 to 2 Jul 2015)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (1 Nov 2007 to 27 Jun 2008)
    • CF21 Investment Adviser (31 Jan 2007 to 31 Oct 2007)
    • CF26 Customer Trading (5 Jun 2006 to 31 Oct 2007)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF21 Investment Adviser (1 Dec 2001 to 16 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.