Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brooks Macdonald Asset Management Limited
FRN 184918
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 16 Jul 2025)
- [FCA CF] Client dealing (since 16 Jul 2025)
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- [FCA CF] Functions requiring qualifications (4 Nov 2024 to 22 Jun 2025)
- [FCA CF] Client dealing (4 Nov 2024 to 22 Jun 2025)
- [FCA CF] Manager of certification employee (4 Nov 2024 to 29 Jan 2025)
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- CF30 Customer (25 Jul 2008 to 2 Jul 2015)
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- CF30 Customer (1 Nov 2007 to 27 Jun 2008)
- CF21 Investment Adviser (31 Jan 2007 to 31 Oct 2007)
- CF26 Customer Trading (5 Jun 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 16 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.