Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PrisWM Limited

    FRN 131446

    • CF1 Director (AR) (since 3 Oct 2025)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (21 Sep 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Apr 2013 to 31 Mar 2016)
    • CF1 Director (22 Sep 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 7 Dec 2007)
    • CF22 Investment Adviser (Trainee) (24 Jul 2007 to 31 Oct 2007)
    • (5)Employed By (since 3 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Prismatic Wealth Limited

  2. controlled function added: (5)Employed By at Prismatic Wealth Limited