Victoria Baker-Duly

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs Asset Management International

    FRN 147212

    • SMF18 Other Overall Responsibility (since 12 May 2025)
    • [FCA CF] Manager of certification employee (since 1 Apr 2023)
    • [FCA CF] Client dealing (since 1 Apr 2023)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 30 Apr 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 May 2022)
    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (27 May 2010 to 22 May 2012)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 5 Mar 2010)
    • CF21 Investment Adviser (19 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.